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Advancing Behavioural Dynamics in  Africa’s Banking Sector; Using  Employees of Nigeria as a case study
Dissertation   Open access

Advancing Behavioural Dynamics in Africa’s Banking Sector; Using Employees of Nigeria as a case study

Kolawole Emmanuel
Doctor of Philosophy (PHD), University of Bolton
09/2024

Abstract

The ongoing advancement of the Internet has facilitated the development of new applications and enterprises, which have become essential across various sectors, including finance, commerce, governance, communication, education, research, and innovation. In Nigeria, the Information Communication Technology (ICT) sector is significantly reshaping financial institutions, particularly within the banking sector. However, as banks advance and refine their services, there is a concurrent rise in global cybercrime, leading to substantial financial repercussions across Africa. This situation has positioned information security as a critical concern, necessitating sophisticated strategies that encompass technical and behavioural dimensions, including the roles of individuals (people), processes, and technology. This thesis focuses on advancing information security behaviour within Nigeria's banking sector by leveraging the concept of Information Security Culture (ISC). The main objectives are to assess the current state of Information Security Culture, identify key elements that foster a robust security culture, develop a conceptual framework, and offer practical recommendations to improve security behaviours among banking employees. The thesis employed a mixed-methods approach, integrating qualitative and quantitative analyses. In this thesis, a thorough review of existing literature was conducted to identify research gaps, it revealed the insufficient attention given to multicultural contexts in Africa, the neglect of the ‘human factor’, and an excessive dependence on technological solutions. It evaluated the present landscape of information security in Nigeria and underscores the necessity for a mixed-methods approach. The research utilized existing literature, internal documents from banks in Nigeria, and ISO/IEC 27001:2013 standards to formulate research hypotheses, interview questions, and survey instruments. For quantitative approach, Participants were chosen through probability sampling and completed questionnaire utilizing a 7- point Likert scale. Data preparation included addressing missing values and performing normality assessments. The reliability of the data was evaluated using Cronbach's alpha and composite reliability measures. The CFA methodology was employed for the analysis of the measurement model, focusing on aspects such as convergent validity, discriminant validity, and goodness-of-fit assessments. The evaluation of construct fitness was conducted through various goodness-of-fit indices, while hypothesis testing was carried out by examining path coefficients and P-values. To gather qualitative data, semi-structured interviews were performed utilizing quota sampling, and the data were subsequently analysed using thematic analysis. Triangulation techniques were applied to synthesize and present the research outcomes. The thesis findings offer a comprehensive analysis of the information security landscape within Nigeria's banking sector, underscoring several critical aspects that influence the effectiveness of security practices. A key observation is the fundamental role that a security-oriented organizational culture plays in enhancing information security. When security values are deeply embedded within the organizational culture, employees are more likely to adhere to security policies and exhibit proactive security behaviours. This integration of security into the cultural fabric of the organization fosters a shared responsibility for security across all levels, from leadership to operational staff. Leadership commitment emerged as a pivotal factor in shaping and maintaining a robust information security culture (ISC). The active involvement and visible support from top management are essential in promoting a security-conscious environment. Leaders who prioritize information security and visibly back security initiatives create a culture of compliance and vigilance among employees, thus reinforcing the overall security posture of the organization. Ethical practices also play a significant role in information security, as the research highlights the strong connection between ethics and security compliance. Employees who uphold high ethical standards are more likely to follow security protocols and report potential breaches. This underscores the importance of incorporating ethical training into broader security education efforts, emphasizing that ethical behaviour is integral to effective information security. Continuous employee training emerged as another critical component in sustaining and improving security behaviours. Regular, targeted training programs are vital for keeping employees informed about the latest security threats and best practices. This ongoing education helps reduce the likelihood of human error, a major contributor to security incidents, by ensuring that employees remain vigilant and knowledgeable. The thesis further emphasized the importance of addressing human factors in security, recognizing that security is not solely a technical issue but also a behavioural one. Personal beliefs, attitudes, and motivations significantly impact security outcomes. Therefore, tailored behavioural interventions that address these human factors are crucial for enhancing the overall security posture of banks. Effective risk management practices are highlighted as essential for identifying and mitigating potential security threats. This thesis revealed that banks that integrate risk management into their daily operations, including regular security assessments and audits, are better equipped to respond to emerging threats. This proactive approach is key to preventing security breaches and minimizing their impact, demonstrating the importance of a structured risk management framework within the banking sector. Compliance with international standards, particularly ISO/IEC 27001, was identified as a critical component of successful information security strategies. Banks that align their practices with these standards demonstrate a higher level of security maturity and resilience against cyber threats. Adherence to such standards not only enhances security but also provides a benchmark for continuous improvement in security practices. Cultural diversity within the workforce was also found to be a significant factor influencing security behaviours. In a multicultural context like Nigeria, understanding and addressing the diverse cultural perspectives within the organization is vital for implementing effective security measures. This finding highlighted the need for culturally sensitive security policies and training programs that consider the varied cultural backgrounds of employees, ensuring that security practices are inclusive and effective across the board. Contributions of this research include the development of a conceptual framework that integrates key elements of ISC, employee behaviour analysis, and compliance metrics. This framework offers a comprehensive approach to improving information security behaviour in the banking sector of Nigeria, providing both academic and practical insights. Additionally, the research bridges a significant gap in the literature by focusing on behavioural information security in a multicultural African context, which has been largely underexplored. Recommendations for the banking sector emphasize the need for continuous employee training programs that address the human element of security, strengthening organizational culture to prioritize security, and implementing regular assessments of security practices aligned with international standards. It also advocates for the adoption of a proactive approach to risk management, ensuring that security strategies evolve in response to emerging threats. Future research paths are identified based on the thesis' limitations. These include the need for further exploration of ISC in other sectors beyond banking, the impact of cultural diversity on security behaviours in African countries, and the development of tailored security strategies that address specific regional challenges. Additionally, longitudinal studies could provide deeper insights into how ISC evolves over time and its long-term impact on security outcomes. Key differences between this thesis and other research in the field include its focus on a multicultural African context, which has been relatively neglected in existing studies. While previous research has often emphasized technical solutions, this thesis highlights the importance of integrating behavioural and cultural dimensions into information security strategies. The thesis’ use of a mixed methods approach also provides a more comprehensive understanding of ISC, combining quantitative rigor with qualitative depth to offer actionable insights for both practitioners and scholars. In summary, this thesis advances the understanding of behavioural information security within a multicultural framework, offering a conceptual framework and practical recommendations to improve security practices in Nigeria's banking sector. The findings have significant implications for policymakers, industry leaders, and academics addressing cybersecurity challenges in developing economies, particularly in Africa.
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